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RIA Intelligence
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Registered advisor
P•••••• W•••••• L•••••
Feed of 09/15/2026
At current firm
0 y
since Oct 1, 2025
In the industry
23 y
since Dec 6, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• P••••••• R••••••••• P••• C••••••••• institutional currentsince Oct 15, 2025 · New York, Ny
- C••••• P••••••• L•• independent RIA currentsince Oct 1, 2025 · New York, Ny
- O•• H••• W••••• A•••••••• L•• formerMay 9, 2022 to Oct 2, 2025 · Lansdowne, Va
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to May 23, 2022 · Leesburg, Va
- A• G• E•••••• • S•••• I••• unclassifiedDec 9, 2002 to Jan 1, 2008 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- O•• H••• W••••• A•••••••• L•• to C••••• P••••••• L••left Oct 2, 2025, registered Oct 1, 2025 (-1 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to O•• H••• W••••• A•••••••• L••left May 23, 2022, registered May 9, 2022 (-14 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- P•••••• W•••••• L••••• left O•• H••• W••••• A•••••••• L•• for C••••• P••••••• L•• (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
- P•••••• W•••••• L••••• left W•••• F•••• A••••••• for O•• H••• W••••• A•••••••• L•• (registered 2022-05-09)May 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address