RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• S•••••• P•••••••
- I•••••••• F•••• I••••• M••••••••• other currentsince Mar 8, 2017 · Orlando, Fl
- B•• C•••••• M••••••••• L•• formerMar 2, 2016 to Sep 9, 2016 · Orlando, Fl
- C••• B••••••• A•••• M••••••••• L•• formerNov 17, 2010 to Sep 2, 2015 · Orlando, Fl
- A••••••• A••••••• L•• unclassifiedDec 4, 2006 to Sep 13, 2010 · Winter Park, Fl
- B•• C•••••• M••••••••• L•• to I•••••••• F•••• I••••• M•••••••••left Sep 9, 2016, registered Mar 8, 2017 (180 days) · Other
- C••• B••••••• A•••• M••••••••• L•• to B•• C•••••• M••••••••• L••left Sep 2, 2015, registered Mar 2, 2016 (182 days) · Other · moved with a team
- A••••••• A••••••• L•• to C••• B••••••• A•••• M••••••••• L••left Sep 13, 2010, registered Nov 17, 2010 (65 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address