DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrity Fixed Income Management
Legal name Integrity Fixed Income Management, LLC
Latest filing Apr 10, 2026
First filing on the tape Mar 27, 2012 · 25 filings
SEC status approved since Mar 7, 2007
RAUM
$921M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$184M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$921M as of Apr 10, 2026
Mar 27, 2012$140M then
HNW client RAUM$0 as of Apr 10, 2026
Jan 16, 2018$0 then
State-registered IARs (5.B.3)5 as of Apr 10, 2026
Mar 27, 20120 then
Employees (5.A)6 as of Apr 10, 2026
Mar 27, 20133 then
Private funds: no history
RAUM +9.2% over the last fiscal year+14% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $184MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $20.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$518M56%
- Other investment advisers$249M27%
- Charitable organizations$64.5M7.0%
- Insurance companies$59.0M6.4%
- Corporations and businesses$31.1M3.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 44reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.27 institutional_share=0.7 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Louie Earl DenneyChartered Financial Analyst | Orlando, Fl | Jun 20, 2005 | 21 y | 0 |
| Christopher John CaputoChartered Financial Analyst | Orlando, Fl | Sep 16, 2005 | 21 y | 0 |
| Corinne Sabrina Peripoli | Orlando, Fl | Mar 8, 2017 | 21 y | 3 |
| Thomas Dennis Fant | Orlando, Fl | Mar 8, 2017 | 18 y | 3 |
| Erin Michelle Denney | Orlando, Fl | Sep 25, 2024 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Corinne Sabrina Peripoli from Bpv Capital Management, LLCMar 8, 2017 · Other
- Thomas Dennis Fant from Bpv Capital Management, LLCMar 8, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Christopher Caputo · Chief Compliance Officercontrolsince 04/2005 · owns 10% to 25%
- Earl Louie Denney · Chief Executive Officercontrolsince 07/2016 · owns 25% to 50%
- Ann Michelle Denney · Presidentcontrolsince 07/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orlando, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 45 to 44Mar 6, 2025 to Feb 19, 2026
- State-registered IARs · 4 to 5Mar 6, 2025 to Feb 19, 2026
- Discretionary RAUM · $844M to $921MMar 6, 2025 to Feb 19, 2026
- RAUM · $844M to $921MMar 6, 2025 to Feb 19, 2026
- Accounts · 48 to 45Mar 4, 2024 to Mar 6, 2025
- Advisory employees · 4 to 5Mar 4, 2024 to Mar 6, 2025
- Charity clients · 1 to 2Mar 4, 2024 to Mar 6, 2025
- Pension plan clients · 1 to 0Mar 4, 2024 to Mar 6, 2025
- Employees · 5 to 6Mar 4, 2024 to Mar 6, 2025
- Financial planning clients · unset to Mar 4, 2024 to Mar 6, 2025
- Discretionary RAUM · $730M to $844MMar 4, 2024 to Mar 6, 2025
- Pension RAUM · $16.0M to $0Mar 4, 2024 to Mar 6, 2025
- RAUM · $730M to $844MMar 4, 2024 to Mar 6, 2025
- Accounts · 45 to 48Dec 19, 2023 to Mar 4, 2024
- Discretionary RAUM · $620M to $730MDec 19, 2023 to Mar 4, 2024
- Pension RAUM · $11.0M to $16.0MDec 19, 2023 to Mar 4, 2024
- RAUM · $620M to $730MDec 19, 2023 to Mar 4, 2024
- Accounts · 43 to 45Mar 30, 2022 to Mar 29, 2023
- Corporate clients · 2 to 1Mar 30, 2022 to Mar 29, 2023
- Employees · 6 to 5Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $643M to $620MMar 30, 2022 to Mar 29, 2023
- Pension RAUM · $12.5M to $11.0MMar 30, 2022 to Mar 29, 2023
- RAUM · $643M to $620MMar 30, 2022 to Mar 29, 2023
- Advisory employees · 3 to 4Mar 30, 2021 to Mar 30, 2022
- Accounts · 41 to 43Mar 30, 2021 to Mar 30, 2022
- Corporate clients · 1 to 2Mar 30, 2021 to Mar 30, 2022
- Employees · 5 to 6Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $494M to $643MMar 30, 2021 to Mar 30, 2022
- Pension RAUM · $8.6M to $12.5MMar 30, 2021 to Mar 30, 2022
- RAUM · $494M to $643MMar 30, 2021 to Mar 30, 2022
- Accounts · 40 to 41Mar 6, 2020 to Mar 30, 2021
- Discretionary RAUM · $476M to $494MMar 6, 2020 to Mar 30, 2021
- Pension RAUM · $5.0M to $8.6MMar 6, 2020 to Mar 30, 2021
- RAUM · $476M to $494MMar 6, 2020 to Mar 30, 2021
- Accounts · 37 to 40Mar 8, 2019 to Mar 6, 2020
- Pension plan clients · 0 to 1Mar 8, 2019 to Mar 6, 2020
- Discretionary RAUM · $434M to $476MMar 8, 2019 to Mar 6, 2020
- Pension RAUM · $0 to $5.0MMar 8, 2019 to Mar 6, 2020
- RAUM · $434M to $476MMar 8, 2019 to Mar 6, 2020
- Accounts · 34 to 37Apr 10, 2018 to Mar 8, 2019
Signals
1 dated events
- Integrity Fixed Income Management reported RAUM $642.7M, up 30% from $493.8M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/integrity-fixed-income-mgt.-llreportedpublic record, Form ADV, Sep 17, 2026
- Website
- INTEGRITYFI.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 407-481-2420reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $184Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026