DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• D••••• P••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedSan Antonio, Tx dual registrantIAPD 4597857

Feed of 09/15/2026

Also filed as Adam Prewett

At current firm

2 y

since Jan 29, 2024

In the industry

22 y

since Apr 15, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jan 29, 2024 · San Antonio, Tx
T••••••• A•••• M••••••••• L•• independent RIA
Apr 17, 2023 to Feb 27, 2024 · San Antonio, Tx
T••••••• C••••••• L•• former
Jun 23, 2021 to Aug 8, 2023 · Dallas, Tx
B•••••••• L•• independent RIA
Jul 2, 2019 to Jul 9, 2021 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Apr 12, 2018 to Oct 6, 2020 · Dallas, Tx
L•••• F••• A••••••• S••••••• BD affiliated
Apr 23, 2015 to Jun 28, 2019 · Dallas, Tx
V••• F•••••••• A•••••••• I••• BD affiliated
Jan 3, 2011 to Apr 24, 2015 · Dallas, Tx
V••• F•••••••• P•••••••• L•• former
Jul 7, 2005 to Jan 3, 2011 · Addison, Tx

Moves

a registration end followed by a registration begin elsewhere

T••••••• A•••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 27, 2024, registered Jan 29, 2024 (-29 days) · RIA to affiliated broker-dealer or bank
T••••••• C••••••• L•• to T••••••• A•••• M••••••••• L••
left Aug 8, 2023, registered Apr 17, 2023 (-113 days) · Other · moved with a team
B•••••••• L•• to T••••••• C••••••• L••
left Jul 9, 2021, registered Jun 23, 2021 (-16 days) · Other
L•• F•••••••• L•• to B•••••••• L••
left Oct 6, 2020, registered Jul 2, 2019 (-462 days) · Affiliated broker-dealer or bank to independent RIA
L•••• F••• A••••••• S••••••• to L•• F•••••••• L••
left Jun 28, 2019, registered Apr 12, 2018 (-442 days) · Affiliated broker-dealer or bank to independent RIA
V••• F•••••••• A•••••••• I••• to L•••• F••• A••••••• S•••••••
left Apr 24, 2015, registered Apr 23, 2015 (-1 days) · Other
V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

A••• D••••• P•••••• left T••••••• A•••• M••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-01-29)
Feb 27, 2024 · Advisor changed firm · fact
A••• D••••• P•••••• left T••••••• C••••••• L•• for T••••••• A•••• M••••••••• L•• (registered 2023-04-17)
Aug 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address