DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Allen Parnell Hargis
Feed of 09/14/2026
At current firm
5 y
since Jan 4, 2021
In the industry
43 y
since Apr 1, 1983 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Optivise Advisory Services LLC independent RIA currentsince Jan 4, 2021 · Hot Springs Village, Ar
- Optivise Advisory Services LLC independent RIANov 4, 2019 to Dec 31, 2020 · Hot Springs Village, Ar
- Panthrex Asset Management LLC formerNov 5, 2015 to Dec 31, 2019 · Hot Springs Village, Ar
- Coppell Advisory Solutions LLC independent RIAAug 24, 2015 to Mar 1, 2016 · Hot Springs Village, Ar
- Integrity Alliance, LLC BD affiliatedSep 10, 2013 to Aug 4, 2015 · Urbandale, Ia
- High Street Asset Management, LLC unclassifiedJan 25, 2011 to Aug 6, 2013 · Hot Springs Village, Ar
- Ameriprise Financial Services, LLC national BDMay 21, 2003 to Feb 18, 2010 · Hot Springs, Ar
Moves
a registration end followed by a registration begin elsewhere
- Panthrex Asset Management LLC to Optivise Advisory Services LLCleft Dec 31, 2019, registered Nov 4, 2019 (-57 days) · RIA to a newly registered adviser
- Coppell Advisory Solutions LLC to Panthrex Asset Management LLCleft Mar 1, 2016, registered Nov 5, 2015 (-117 days) · Other
- Integrity Alliance, LLC to Coppell Advisory Solutions LLCleft Aug 4, 2015, registered Aug 24, 2015 (20 days) · Other
- High Street Asset Management, LLC to Integrity Alliance, LLCleft Aug 6, 2013, registered Sep 10, 2013 (35 days) · Other
- Ameriprise Financial Services, LLC to High Street Asset Management, LLCleft Feb 18, 2010, registered Jan 25, 2011 (341 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address