RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••••• W••• L•• independent RIA currentsince Dec 18, 2024 · Memphis, Tn
- A••••••• W••••• M••••••••• L•• independent RIAAug 22, 2007 to Jun 30, 2011 · Atlanta, Ga
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMOct 18, 2002 to Apr 9, 2003 · Memphis, Tn
- A••••••• W••••• M••••••••• L•• to F••••• W••• L••left Jun 30, 2011, registered Dec 18, 2024 (4920 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to A••••••• W••••• M••••••••• L••left Apr 9, 2003, registered Aug 22, 2007 (1596 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address