DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Jason Farmer
Feed of 09/14/2026
At current firm
2 y
since Jul 15, 2024
In the industry
23 y
since Jun 24, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vanderbilt Advisory Services BD affiliated currentsince Jul 15, 2024 · Columbus, Oh
- Advice And Planning Services BD affiliatedJun 19, 2017 to May 30, 2024 · Dublin, Oh
- Fifth Third Securities, Inc. BD affiliatedMar 3, 2011 to Jun 12, 2017 · Reynoldburg, Oh
- Huntington Financial Advisors BD affiliatedDec 14, 2009 to Feb 15, 2011 · Columbus, Oh
- Fifth Third Securities, Inc. BD affiliatedFeb 7, 2006 to Dec 15, 2009 · Reynoldburg, Oh
Moves
a registration end followed by a registration begin elsewhere
- Advice And Planning Services to Vanderbilt Advisory Servicesleft May 30, 2024, registered Jul 15, 2024 (46 days) · Affiliated broker-dealer or bank to another
- Fifth Third Securities, Inc. to Advice And Planning Servicesleft Jun 12, 2017, registered Jun 19, 2017 (7 days) · Other
- Huntington Financial Advisors to Fifth Third Securities, Inc.left Feb 15, 2011, registered Mar 3, 2011 (16 days) · Other
- Fifth Third Securities, Inc. to Huntington Financial Advisorsleft Dec 15, 2009, registered Dec 14, 2009 (-1 days) · Other
Signals
- Christopher Jason Farmer left Advice And Planning Services for Vanderbilt Advisory Services (registered 2024-07-15)May 30, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address