DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Samuel Gianotti
Feed of 09/14/2026
At current firm
0 y
since Sep 30, 2025
In the industry
23 y
since Dec 12, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Gianotti Wealth Advisory state registered currentsince Sep 30, 2025 · Kankakee, Il
- Mutual Advisors, LLC BD affiliatedOct 15, 2019 to Sep 30, 2025 · Kankakee, Il
- LPL Financial LLC BD affiliatedOct 12, 2007 to Sep 18, 2019 · Kankakee, Il
- Edward Jones national BDFeb 7, 2007 to Oct 16, 2007 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Mutual Advisors, LLC to Gianotti Wealth Advisoryleft Sep 30, 2025, registered Sep 30, 2025 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- LPL Financial LLC to Mutual Advisors, LLCleft Sep 18, 2019, registered Oct 15, 2019 (27 days) · Affiliated broker-dealer or bank to another
- Edward Jones to LPL Financial LLCleft Oct 16, 2007, registered Oct 12, 2007 (-4 days) · Other
Signals
- Paul Samuel Gianotti left Mutual Advisors, Llc for Gianotti Wealth Advisory (registered 2025-09-30)Sep 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address