RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• J• L•••••••
- W•• B•••••••• S•••••••• I••• BD affiliated currentsince Sep 18, 2023 · Tampa, Fl
- C••••• A••••••• L•• formerSep 7, 2018 to Aug 14, 2023 · Lutz, Fl
- W•••••• • R••• formerJan 20, 2015 to Sep 12, 2018 · Charleroi, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 19, 2007 to Sep 15, 2014 · Boca Raton, Fl
- C••••• A••••••• L•• to W•• B•••••••• S•••••••• I•••left Aug 14, 2023, registered Sep 18, 2023 (35 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to C••••• A••••••• L••left Sep 12, 2018, registered Sep 7, 2018 (-5 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to W•••••• • R•••left Sep 15, 2014, registered Jan 20, 2015 (127 days) · Other
- A••• J• L••••••• left C••••• A••••••• L•• for W•• B•••••••• S•••••••• I••• (registered 2023-09-18)Aug 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address