RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• C••••••• B••••
- F••• W••••••••• I••••••••• A••••••• I•• institutional currentsince Sep 9, 2015 · Cincinnati, Oh
- D•••• W••••• M••••••••• formerMay 28, 2010 to Jun 20, 2011 · Durham, Nc
- V•••• F•••••••• P••••••• independent RIAFeb 8, 2008 to Aug 31, 2009 · Richmond, Va
- W•••• F•••• A••••••• wirehouseOct 8, 2004 to Jun 18, 2007 · Richmond, Va
- M•• F•••••••• S•••••••• I••• formerMay 8, 2003 to Nov 17, 2003 · Richmond, Va
- W•••••• • R••• formerFeb 21, 2003 to Mar 13, 2003 · Richmond, Va
- D•••• W••••• M••••••••• to F••• W••••••••• I••••••••• A••••••• I••left Jun 20, 2011, registered Sep 9, 2015 (1542 days) · Other
- V•••• F•••••••• P••••••• to D•••• W••••• M•••••••••left Aug 31, 2009, registered May 28, 2010 (270 days) · Other
- W•••• F•••• A••••••• to V•••• F•••••••• P•••••••left Jun 18, 2007, registered Feb 8, 2008 (235 days) · Other
- M•• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Nov 17, 2003, registered Oct 8, 2004 (326 days) · Other
- W•••••• • R••• to M•• F•••••••• S•••••••• I•••left Mar 13, 2003, registered May 8, 2003 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address