N••••• W•••••

C••••••• P•••••••independent RIAMinneapolis, Mn IA-onlyIAPD 4608969

Certified Financial Planner · Personal Financial Specialist

Feed of 09/15/2026

Also filed as N••• W•••••

At current firm

3 y

since Oct 5, 2022

In the industry

26 y

since Dec 6, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Oct 5, 2022 · Bloomington, Mn
W••••• F•••••••• A•••••••• L•• former
Feb 17, 2010 to Oct 12, 2022 · Milwaukee, Wi
W••••• H••••• I••••••••• A••••••• L•• former
Nov 20, 2002 to Aug 9, 2013 · Foster City, Ca

Moves

a registration end followed by a registration begin elsewhere

W••••• F•••••••• A•••••••• L•• to C••••••• P•••••••
left Oct 12, 2022, registered Oct 5, 2022 (-7 days) · corporate re-registration, not a move
W••••• H••••• I••••••••• A••••••• L•• to W••••• F•••••••• A•••••••• L••
left Aug 9, 2013, registered Feb 17, 2010 (-1269 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address