RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• J• G•••••
- P•• B••••••••• L•• former currentsince Feb 14, 2021 · Cinnaminson, Nj
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 8, 2021 · Cinnaminson, Nj
- Q•••••• A•••• M••••••••• I••• formerJan 8, 2010 to Mar 1, 2019 · Minneapolis, Mn
- M•• F•••••••• S•••••••• I••• formerSep 20, 2006 to Nov 18, 2009 · Marlton, Nj
- W••••••• F•••••••• S•••••••• I••• to P•• B••••••••• L••left Jan 8, 2021, registered Feb 14, 2021 (37 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Nov 18, 2009, registered Jan 8, 2010 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address