DFX Intelligence
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Registered advisor
M••••••• R•••• E••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••••••• R• P•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
23 y
since Apr 17, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Atlanta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 8, 2021 to Mar 31, 2025 · Atlanta, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedMay 26, 2015 to Nov 13, 2020 · Beachwood, Oh
- S•••••••• A••••••• L•• national BDJan 25, 2008 to Nov 6, 2012 · Woodmere Village, Oh
- I••••• F•••••••• C••••••••• formerFeb 27, 2006 to Oct 17, 2007 · Akron, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Aug 26, 2005 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJan 28, 2004 to Jul 6, 2005 · Akron, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDApr 17, 2003 to Aug 20, 2003 · Akron, Oh
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 13, 2020, registered Mar 8, 2021 (115 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Nov 6, 2012, registered May 26, 2015 (931 days) · Other
- I••••• F•••••••• C••••••••• to S•••••••• A••••••• L••left Oct 17, 2007, registered Jan 25, 2008 (100 days) · Other
- C•••• I••••••••• S••••••• C•••• to I••••• F•••••••• C•••••••••left Aug 26, 2005, registered Feb 27, 2006 (185 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• O•• S••••••••• C•••••••••left Aug 20, 2003, registered Jan 28, 2004 (161 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address