DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Rossiter Perrone
Certified Financial Planner
Feed of 09/15/2026
Also filed as Scott Rossitter Perrone
At current firm
4 y
since Nov 4, 2021
In the industry
23 y
since Apr 7, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Nov 4, 2021 · Orlando, Fl
- Kovack Advisors, Inc. BD affiliatedFeb 22, 2019 to Nov 2, 2021 · Orlando, Fl
- Capital Markets Iq, LLC independent RIAFeb 24, 2017 to Feb 13, 2019 · Orlando, Fl
- LPL Financial LLC BD affiliatedAug 3, 2015 to Nov 29, 2016 · Orlando, Fl
- Invest Financial Corporation formerMar 4, 2015 to Aug 10, 2015 · Winter Garden, Fl
- Cuso Financial Services, L.P. formerJul 8, 2013 to Mar 20, 2015 · Orlando, Fl
- Ameriprise Financial Services, LLC national BDApr 7, 2003 to Jan 22, 2004 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- Kovack Advisors, Inc. to Advisory Services Networkleft Nov 2, 2021, registered Nov 4, 2021 (2 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Markets Iq, LLC to Kovack Advisors, Inc.left Feb 13, 2019, registered Feb 22, 2019 (9 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Capital Markets Iq, LLCleft Nov 29, 2016, registered Feb 24, 2017 (87 days) · Other
- Invest Financial Corporation to LPL Financial LLCleft Aug 10, 2015, registered Aug 3, 2015 (-7 days) · Other
- Cuso Financial Services, L.P. to Invest Financial Corporationleft Mar 20, 2015, registered Mar 4, 2015 (-16 days) · Other
- Ameriprise Financial Services, LLC to Cuso Financial Services, L.P.left Jan 22, 2004, registered Jul 8, 2013 (3455 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address