C•••• G• W•••••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Sep 5, 2025 · Huntsville, Tx
• C••••••••• F•••••••• N•••••• national BD
  Nov 22, 2004 to Sep 9, 2025 · Huntsville, Tx
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Nov 23, 2004 · Salt Lake City, Ut
• P••••••••• E••••• G••••• L•• unclassified
  Mar 17, 2003 to Jul 1, 2003 · Salt Lake City, Ut

• C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
  left Sep 9, 2025, registered Sep 5, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••
  left Nov 23, 2004, registered Nov 22, 2004 (-1 days) · Wirehouse to affiliated broker-dealer or bank
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

• ••• Locked
  Sep 9, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address