RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• M•••••••• R••••
- G•••••••• F•••••••• N••••••• L•• independent RIA currentsince Jun 29, 2026 · Leawood, Ks
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedOct 20, 2014 to Oct 10, 2017 · Christiansburg, Va
- V••••• A•••• M••••••••• independent RIAAug 22, 2014 to Nov 4, 2014 · Blacksburg, Va
- V•• A••••••• S••••••• formerMay 11, 2011 to May 7, 2014 · Overland Park, Ks
- F•••• C••••••• I••••••• S•••••••• I••• to G•••••••• F•••••••• N••••••• L••left Oct 10, 2017, registered Jun 29, 2026 (3184 days) · Other
- V••••• A•••• M••••••••• to F•••• C••••••• I••••••• S•••••••• I•••left Nov 4, 2014, registered Oct 20, 2014 (-15 days) · Other
- V•• A••••••• S••••••• to V••••• A•••• M•••••••••left May 7, 2014, registered Aug 22, 2014 (107 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address