DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Sandra Buhay

Morgan StanleywirehouseFarmington Hills, Midual registrantIAPD 4616644

Feed of 09/14/2026

Also filed as Sandra Chris-Santos Buhay

At current firm

1 y

since Feb 6, 2025

In the industry

22 y

since Sep 17, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Feb 6, 2025 · Farmington Hills, Mi
Fidelity Personal And Workplace Advisors former
Mar 18, 2024 to Jan 27, 2025 · Farmington, Mi
E*Trade Capital Management, LLC former
Sep 28, 2018 to Aug 15, 2023 · Farmington Hills, Mi
Td Ameritrade, Inc. former
Mar 1, 2018 to Sep 27, 2018 · Novi, Mi
Td Ameritrade Investment Management, LLC former
Feb 26, 2018 to Sep 27, 2018 · Omaha, Ne
Scottrade Investment Management former
Jun 16, 2016 to Feb 26, 2018 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Morgan Stanley
left Jan 27, 2025, registered Feb 6, 2025 (10 days) · Affiliated broker-dealer or bank to wirehouse
E*Trade Capital Management, LLC to Fidelity Personal And Workplace Advisors
left Aug 15, 2023, registered Mar 18, 2024 (216 days) · RIA to affiliated broker-dealer or bank · moved with a team
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Sep 27, 2018, registered Mar 1, 2018 (-210 days) · channel change inside one enterprise, not a move · moved with a team
Td Ameritrade, Inc. to E*Trade Capital Management, LLC
left Sep 27, 2018, registered Sep 28, 2018 (1 days) · Other
Scottrade Investment Management to Td Ameritrade Investment Management, LLC
left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move

Signals

Sandra Buhay left Fidelity Personal And Workplace Advisors for Morgan Stanley (registered 2025-02-06)
Jan 27, 2025 · Advisor changed firm · fact
Sandra Buhay left E*Trade Capital Management, Llc for Fidelity Personal And Workplace Advisors (registered 2024-03-18)
Aug 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address