T••••• A••• F••••

• W•••• F•••• A••••••• wirehouse current
  since Jun 6, 2022 · Tucker, Ga
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 11, 2018 to Jun 9, 2022 · Coushatta, La
• I••••••••• P••••••••• I••• former
  Nov 17, 2011 to Sep 11, 2018 · San Antonio, Tx
• E••••• J•••• national BD
  Jan 16, 2007 to Jul 8, 2011 · Shreveport, La

• A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
  left Jun 9, 2022, registered Jun 6, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse
• I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Sep 11, 2018, registered Sep 11, 2018 (0 days) · corporate re-registration, not a move
• E••••• J•••• to I••••••••• P••••••••• I•••
  left Jul 8, 2011, registered Nov 17, 2011 (132 days) · Other

• T••••• A••• F•••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2022-06-06)
  Jun 9, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address