A••••• V••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 12, 2023 · New York, Ny
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Mar 24, 2021 to Mar 18, 2025 · Boca Raton, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  May 29, 2007 to Mar 18, 2021 · New York, Ny
• C••••••• I••••••••• S••••••• unclassified
  Jul 15, 2005 to May 29, 2007 · New York, Ny

• J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Mar 18, 2025, registered Oct 12, 2023 (-523 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
  left Mar 18, 2021, registered Mar 24, 2021 (6 days) · Affiliated broker-dealer or bank to another · moved with a team
• C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
  left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address