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Registered advisor
D••• G•••••••••
Feed of 09/15/2026
Also filed as Dana Dorene Williams
At current firm
4 y
since Apr 21, 2022
In the industry
23 y
since May 14, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Apr 21, 2022 · Mount Pleasant, Sc
- C•••••• F•••••••• M••••••••• I••• formerMay 30, 2019 to Feb 12, 2021 · Denver, Co
- B•• F•••••••• P•••••• W•••••• I••• independent RIAApr 15, 2016 to May 15, 2019 · Denver, Co
- P••••••• F•••••••• S•••••••• I••• BD affiliatedJul 22, 2013 to Mar 18, 2016 · Dallas, Tx
- F•••• A••••• A••••••• S•••••••• I••• formerJan 3, 2013 to May 16, 2013 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• F•••••••• M••••••••• I••• to A•••••• W••••• M••••••••• L••left Feb 12, 2021, registered Apr 21, 2022 (433 days) · RIA to RIA · moved with a team
- B•• F•••••••• P•••••• W•••••• I••• to C•••••• F•••••••• M••••••••• I•••left May 15, 2019, registered May 30, 2019 (15 days) · RIA to RIA
- P••••••• F•••••••• S•••••••• I••• to B•• F•••••••• P•••••• W•••••• I•••left Mar 18, 2016, registered Apr 15, 2016 (28 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to P••••••• F•••••••• S•••••••• I•••left May 16, 2013, registered Jul 22, 2013 (67 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address