RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H••••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jun 17, 2025 · Columbus, Oh
- T••••• A••••••• S•••••••• I••• BD affiliatedNov 17, 2020 to Jan 8, 2024 · Charlotte, Nc
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerMar 20, 2007 to Jan 2, 2018 · Chapel Hill, Nc
- B••• A•••• M••••••••• I••• unclassifiedJul 28, 2004 to Jan 8, 2007 · Raleigh, Nc
- B••• I••••••••• S•••••••• I••• formerApr 27, 2004 to Jul 28, 2004 · Charlotte, Nc
- B••• A•••• M••••••••• I••• unclassifiedJan 22, 2003 to Apr 22, 2004 · Raleigh, Nc
- T••••• A••••••• S•••••••• I••• to H••••••••• F•••••••• A•••••••left Jan 8, 2024, registered Jun 17, 2025 (526 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Nov 17, 2020 (-92 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Jan 8, 2007, registered Mar 20, 2007 (71 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• A•••• M••••••••• I•••left Jul 28, 2004, registered Jul 28, 2004 (0 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Apr 22, 2004, registered Apr 27, 2004 (5 days) · Other
- M•••••• H•••••• left T••••• A••••••• S•••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2025-06-17)Jan 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address