RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• L•• B••••
- B•••• • S•••••••• P••••••• F•••••••• S••••••• state registered currentsince Feb 24, 2020 · Waco, Tx
- B•••• • S•••••••• P••••••• F•••••••• S••••••• state registeredDec 12, 2018 to Dec 31, 2019 · Waco, Tx
- E•••• S••••••••• L•• BD affiliatedAug 10, 2012 to Feb 2, 2017 · Waco, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 15, 2007 to Dec 7, 2011 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseApr 30, 2003 to Mar 4, 2004 · Waco, Tx
- E•••• S••••••••• L•• to B•••• • S•••••••• P••••••• F•••••••• S•••••••left Feb 2, 2017, registered Dec 12, 2018 (678 days) · Other
- V•••• F•••••••• A•••••••• I••• to E•••• S••••••••• L••left Dec 7, 2011, registered Aug 10, 2012 (247 days) · Other
- U•• F•••••••• S••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 4, 2004, registered Aug 15, 2007 (1259 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address