RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R••••• V•• D•• E•••
- B••••• G••••• A•••• M••••••••• BD affiliated currentsince May 4, 2021 · B•••••, Ma
- W•••• F•••• A••••••• wirehouseApr 11, 2016 to Apr 27, 2021 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 8, 2004 to Apr 12, 2016 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerApr 29, 2003 to Sep 1, 2004 · Miami, Fl
- W•••• F•••• A••••••• to B••••• G••••• A•••• M•••••••••left Apr 27, 2021, registered May 4, 2021 (7 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 12, 2016, registered Apr 11, 2016 (-1 days) · Wirehouse to wirehouse · moved with a team
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 1, 2004, registered Sep 8, 2004 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address