DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••••• P••••••

K•••••••• W••••• A•••••••• L••BD affiliatedNashville, TnIA-onlyIAPD 4623703

Feed of 09/14/2026

Also filed as J.A. Bo P••••••

At current firm

2 y

since Jul 17, 2024

In the industry

23 y

since Jul 16, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••••• W••••• A•••••••• L•• BD affiliated current
since Jul 17, 2024 · Nashville, Tn
E••••••••• A••••••• L•• former
Jul 30, 2019 to Jan 22, 2025 · Winchester, Tn
B• R•••• W••••• M••••••••• former
Oct 3, 2016 to Aug 1, 2019 · Nashville, Tn
N••••• D••••• W••••• mixed wealth
Jul 19, 2013 to Mar 30, 2016 · Richmond, Va
B• R•••• W••••• M••••••••• former
Jul 9, 2012 to Jul 19, 2013 · Franklin, Tn
R••••••• F•••••••• S••••••••• independent RIA
Apr 18, 2011 to Jul 31, 2012 · Franklin, Tn
L•• F•••••••• L•• BD affiliated
Oct 25, 2010 to Dec 21, 2011 · Nashville, Tn
M••••• K••••• • C••••••• L•• former
Jan 15, 2004 to Oct 20, 2010 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

E••••••••• A••••••• L•• to K•••••••• W••••• A•••••••• L••
left Jan 22, 2025, registered Jul 17, 2024 (-189 days) · RIA to affiliated broker-dealer or bank
B• R•••• W••••• M••••••••• to E••••••••• A••••••• L••
left Aug 1, 2019, registered Jul 30, 2019 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser
N••••• D••••• W••••• to B• R•••• W••••• M•••••••••
left Mar 30, 2016, registered Oct 3, 2016 (187 days) · Other
B• R•••• W••••• M••••••••• to N••••• D••••• W•••••
left Jul 19, 2013, registered Jul 19, 2013 (0 days) · Other
R••••••• F•••••••• S••••••••• to B• R•••• W••••• M•••••••••
left Jul 31, 2012, registered Jul 9, 2012 (-22 days) · Other
L•• F•••••••• L•• to R••••••• F•••••••• S•••••••••
left Dec 21, 2011, registered Apr 18, 2011 (-247 days) · Other
M••••• K••••• • C••••••• L•• to L•• F•••••••• L••
left Oct 20, 2010, registered Oct 25, 2010 (5 days) · Other

Signals

J•••• A•••••• P•••••• left E••••••••• A••••••• L•• for K•••••••• W••••• A•••••••• L•• (registered 2024-07-17)
Jan 22, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address