DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••••• R•••

W• W••••• A•••••••• L••state registeredAkron, OhIA-onlyIAPD 4623944

Feed of 09/14/2026

Also filed as Aubrea Anne Mikolay

At current firm

0 y

since Oct 28, 2025

In the industry

23 y

since May 30, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W• W••••• A•••••••• L•• state registered current
since Oct 28, 2025 · Akron, Oh
P••••••••• S••••••••• C••••••••• independent RIA
Jul 9, 2025 to Sep 19, 2025 · Carpinteria, Ca
C••••••• institutional
Oct 31, 2019 to May 27, 2025 · Uniontown, Oh
U•• F•••••••• S••••••• I••• wirehouse
Jan 14, 2015 to Oct 24, 2019 · Hudson, Oh
C••••••• S••••••••• I••• BD affiliated
Aug 6, 2014 to Oct 30, 2014 · Northfield, Oh
U•• F•••••••• S••••••• I••• wirehouse
Oct 29, 2009 to Apr 1, 2014 · Fort Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

P••••••••• S••••••••• C••••••••• to W• W••••• A•••••••• L••
left Sep 19, 2025, registered Oct 28, 2025 (39 days) · RIA to a state-registered adviser
C••••••• to P••••••••• S••••••••• C•••••••••
left May 27, 2025, registered Jul 9, 2025 (43 days) · Other
U•• F•••••••• S••••••• I••• to C•••••••
left Oct 24, 2019, registered Oct 31, 2019 (7 days) · Other
C••••••• S••••••••• I••• to U•• F•••••••• S••••••• I•••
left Oct 30, 2014, registered Jan 14, 2015 (76 days) · Other
U•• F•••••••• S••••••• I••• to C••••••• S••••••••• I•••
left Apr 1, 2014, registered Aug 6, 2014 (127 days) · Other

Signals

A••••• R••• left P••••••••• S••••••••• C••••••••• for W• W••••• A•••••••• L•• (registered 2025-10-28)
Sep 19, 2025 · Advisor changed firm · fact
A••••• R••• left Captrust for P••••••••• S••••••••• C••••••••• (registered 2025-07-09)
May 27, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address