RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• A••• C••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Mar 17, 2026 · Tyler, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 18, 2026 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 1, 2008 to Jun 1, 2009 · New York, Ny
- C••••••••• I••••••••• L•• mixed wealthNov 9, 2006 to Apr 9, 2008 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 6, 2005 to Sep 26, 2006 · Tyler, Tx
- M••••• S•••••• D• I••• unclassifiedApr 30, 2003 to Sep 8, 2005 · Tyler, Tx
- W•••••• • R••• formerFeb 24, 2003 to May 12, 2003 · Addison, Tx
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 18, 2026, registered Mar 17, 2026 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••••••• I••••••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 9, 2008, registered Apr 1, 2008 (-8 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Sep 26, 2006, registered Nov 9, 2006 (44 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Sep 8, 2005, registered Sep 6, 2005 (-2 days) · Other
- W•••••• • R••• to M••••• S•••••• D• I•••left May 12, 2003, registered Apr 30, 2003 (-12 days) · Other
- L•• A••• C•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2026-03-17)Mar 18, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address