RIA Intelligence

• Brighton Jones LLC independent RIA current
  since Jul 8, 2025 · Seattle, Wa
• Q3 Advisors, LLC no RAUM
  Oct 24, 2023 to Aug 1, 2024 · West Palm Beach, Fl
• Cetera Investment Advisers LLC BD affiliated
  Oct 27, 2022 to Sep 18, 2023 · West Palm Beach, Fl
• Osaic Wealth, Inc. BD affiliated
  Nov 2, 2018 to Sep 19, 2022 · Warwick, Ri
• Signator Investors, Inc. former
  Jan 31, 2017 to Nov 2, 2018 · Warwick, Ri
• Cuna Brokerage Services, Inc. former
  Mar 4, 2015 to Feb 10, 2017 · Middletown, Ri
• Putnam Investment Management, LLC asset manager
  Jul 1, 2013 to Oct 6, 2014 · Boston, Ma
• Cambridge Investment Research Advisors, Inc. BD affiliated
  Sep 4, 2012 to Jun 21, 2013 · Newport, Ri
• Brown, Lisle/Cummings, Inc independent RIA
  Oct 30, 2009 to Sep 5, 2012 · Providence, Ri
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Oct 22, 2007 to Nov 5, 2009 · Providence, Ri
• Banc Of America Investment Services, Inc. unclassified
  Nov 16, 2005 to Oct 10, 2007 · Providence, Ri
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Aug 10, 2005 to Oct 12, 2005 · Fort Lauderdale, Fl
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  May 21, 2003 to Apr 5, 2005 · Rochester, Ny

• Q3 Advisors, LLC to Brighton Jones LLC
  left Aug 1, 2024, registered Jul 8, 2025 (341 days) · Other
• Cetera Investment Advisers LLC to Q3 Advisors, LLC
  left Sep 18, 2023, registered Oct 24, 2023 (36 days) · Other
• Osaic Wealth, Inc. to Cetera Investment Advisers LLC
  left Sep 19, 2022, registered Oct 27, 2022 (38 days) · Affiliated broker-dealer or bank to another
• Signator Investors, Inc. to Osaic Wealth, Inc.
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• Cuna Brokerage Services, Inc. to Signator Investors, Inc.
  left Feb 10, 2017, registered Jan 31, 2017 (-10 days) · Other
• Putnam Investment Management, LLC to Cuna Brokerage Services, Inc.
  left Oct 6, 2014, registered Mar 4, 2015 (149 days) · Other
• Cambridge Investment Research Advisors, Inc. to Putnam Investment Management, LLC
  left Jun 21, 2013, registered Jul 1, 2013 (10 days) · Other
• Brown, Lisle/Cummings, Inc to Cambridge Investment Research Advisors, Inc.
  left Sep 5, 2012, registered Sep 4, 2012 (-1 days) · Other
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Brown, Lisle/Cummings, Inc
  left Nov 5, 2009, registered Oct 30, 2009 (-6 days) · Wirehouse to independent RIA
• Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Oct 10, 2007, registered Oct 22, 2007 (12 days) · Other
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc Of America Investment Services, Inc.
  left Oct 12, 2005, registered Nov 16, 2005 (35 days) · Other

• Brian Arnold Hickox left Q3 Advisors, Llc for Brighton Jones Llc (registered 2025-07-08)
  Aug 1, 2024 · Advisor changed firm · fact
• Brian Arnold Hickox left Cetera Investment Advisers Llc for Q3 Advisors, Llc (registered 2023-10-24)
  Sep 18, 2023 · Advisor changed firm · fact
• Brian Arnold Hickox left Osaic Wealth, Inc. for Cetera Investment Advisers Llc (registered 2022-10-27)
  Sep 19, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address