DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Joseph Kathol

One Wealth Map, LLCindependent RIAOmaha, Ne IA-onlyIAPD 4626189

Feed of 09/14/2026

Also filed as Andrew Joseph Kathol

At current firm

1 y

since Apr 14, 2025

In the industry

23 y

since Jan 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

One Wealth Map, LLC independent RIA current
since Apr 14, 2025 · Las Vegas, Nv
Advisor Share Wealth Management, LLC independent RIA
Oct 30, 2024 to Apr 1, 2025 · Vancouver, Wa
Sequent Planning, LLC independent RIA
Aug 22, 2022 to Oct 22, 2024 · Omaha, Ne
Adaptation Financial Advisors Inc. independent RIA
Aug 2, 2021 to Jun 15, 2022 · Oklahoma City, Ok
Td Ameritrade Investment Management, LLC former
Jan 21, 2014 to Apr 20, 2021 · Omaha, Ne
Td Ameritrade, Inc. former
Jan 7, 2014 to Apr 20, 2021 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Advisor Share Wealth Management, LLC to One Wealth Map, LLC
left Apr 1, 2025, registered Apr 14, 2025 (13 days) · RIA to RIA
Sequent Planning, LLC to Advisor Share Wealth Management, LLC
left Oct 22, 2024, registered Oct 30, 2024 (8 days) · RIA to RIA · moved with a team
Adaptation Financial Advisors Inc. to Sequent Planning, LLC
left Jun 15, 2022, registered Aug 22, 2022 (68 days) · RIA to RIA
Td Ameritrade Investment Management, LLC to Adaptation Financial Advisors Inc.
left Apr 20, 2021, registered Aug 2, 2021 (104 days) · RIA to RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Apr 20, 2021, registered Jan 21, 2014 (-2646 days) · channel change inside one enterprise, not a move

Signals

Andrew Joseph Kathol left Advisor Share Wealth Management, Llc for One Wealth Map, Llc (registered 2025-04-14)
Apr 1, 2025 · Advisor changed firm · fact
Andrew Joseph Kathol left Sequent Planning, Llc for Advisor Share Wealth Management, Llc (registered 2024-10-30)
Oct 22, 2024 · Advisor changed firm · fact
Andrew Joseph Kathol left Adaptation Financial Advisors Inc. for Sequent Planning, Llc (registered 2022-08-22)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address