B•••• K•••• L••••••

• A••••••• F•••••••• A•••••••• L•• BD affiliated current
  since Aug 17, 2021 · Lincoln, Ne
• O• I••••••••• M••••••••• C• BD affiliated
  Jun 30, 2009 to Jan 5, 2010 · Montgomeryville, Pa
• T• A••••••••• I••••••••• M••••••••• L•• former
  Dec 3, 2008 to Apr 20, 2009 · Columbia, Sc
• T• A••••••••• I••• former
  Aug 26, 2008 to Apr 20, 2009 · Columbia, Sc
• M•• F•••••••• S•••••••• I••• former
  Apr 10, 2006 to Aug 28, 2008 · Lansdale, Pa

• O• I••••••••• M••••••••• C• to A••••••• F•••••••• A•••••••• L••
  left Jan 5, 2010, registered Aug 17, 2021 (4242 days) · Other
• T• A••••••••• I••••••••• M••••••••• L•• to O• I••••••••• M••••••••• C•
  left Apr 20, 2009, registered Jun 30, 2009 (71 days) · Other
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Apr 20, 2009, registered Dec 3, 2008 (-138 days) · channel change inside one enterprise, not a move
• M•• F•••••••• S•••••••• I••• to T• A••••••••• I•••
  left Aug 28, 2008, registered Aug 26, 2008 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address