DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••••• G••••••••

W•••• F•••• A•••••••wirehouseMelville, Nydual registrantIAPD 4627771

Feed of 09/14/2026

Also filed as Guiseppe G••••••••

At current firm

0 y

since Apr 20, 2026

In the industry

23 y

since Feb 22, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 20, 2026 · Melville, Ny
A••••••••• F•••••••• S•••••••• L•• national BD
Jan 13, 2023 to Apr 24, 2026 · Huntington, Ny
W•••• F•••• A••••••• wirehouse
Sep 5, 2017 to Jan 25, 2023 · Garden City, Ny
C•••••• O•• A•••••••• L•• former
Jan 28, 2015 to Sep 20, 2017 · Seattle, Wa
C•••••• O•• F•••••••• A••••••• L•• unclassified
Jun 3, 2014 to Jan 28, 2015 · Melville, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jun 12, 2014 · White Plains, Ny
C•••• I••••••••• S••••••• C•••• former
Oct 1, 2010 to Oct 1, 2012 · Forest Hills, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 14, 2009 to Jul 23, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Apr 24, 2026, registered Apr 20, 2026 (-4 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jan 25, 2023, registered Jan 13, 2023 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••• O•• A•••••••• L•• to W•••• F•••• A•••••••
left Sep 20, 2017, registered Sep 5, 2017 (-15 days) · Other
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to C•••••• O•• F•••••••• A••••••• L••
left Jun 12, 2014, registered Jun 3, 2014 (-9 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Jul 23, 2010, registered Oct 1, 2010 (70 days) · Other

Signals

G••••••• G•••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-20)
Apr 24, 2026 · Advisor changed firm · fact
G••••••• G•••••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-13)
Jan 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address