RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• F•••••• F••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 22, 2025 · Raleigh, Nc
- F•••• H•••••• A•••••••• I•• formerFeb 3, 2022 to Aug 21, 2025 · Raleigh, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedJun 22, 2004 to Jan 31, 2022 · Raleigh, Nc
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 22, 2025 (1 days) · corporate re-registration, not a move
- F•••• C••••••• I••••••• S•••••••• I••• to F•••• H•••••• A•••••••• I••left Jan 31, 2022, registered Feb 3, 2022 (3 days) · Affiliated broker-dealer or bank to independent RIA
- D••••• F•••••• F•••••• left F•••• C••••••• I••••••• S•••••••• I••• for F•••• H•••••• A•••••••• I•• (registered 2022-02-03)Jan 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address