RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• M• B••••
- H•••••• I••••••••• I••• independent RIA currentsince Apr 4, 2016 · Greenfield, Wi
- T•• S•••••••• F•••••••• A••••••• BD affiliatedOct 30, 2010 to Apr 13, 2016 · Greenfield, Wi
- I••••••••• A••••••• I••••••••• I••• unclassifiedJul 17, 2006 to Nov 2, 2010 · Northbrook, Il
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedSep 27, 2005 to Aug 24, 2006 · Menomonee Falls, Wi
- T•• S•••••••• F•••••••• A••••••• to H•••••• I••••••••• I•••left Apr 13, 2016, registered Apr 4, 2016 (-9 days) · Other · moved with a team
- I••••••••• A••••••• I••••••••• I••• to T•• S•••••••• F•••••••• A•••••••left Nov 2, 2010, registered Oct 30, 2010 (-3 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to I••••••••• A••••••• I••••••••• I•••left Aug 24, 2006, registered Jul 17, 2006 (-38 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address