DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elliott Cove Capital Management
Wealth manager with institutional or fund businessSeattle, WashingtonCRD 123636SEC 801-63436websiteIAPD
Legal name Elliott Cove Capital Management LLC
Latest filing Feb 5, 2026
First filing on the tape Mar 29, 2012 · 30 filings
SEC status approved since Aug 23, 2004
RAUM
$348M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
42%
$146M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$29.0M
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$348M as of Feb 5, 2026
Mar 29, 2012$95.2M then
HNW client RAUM$66.2M as of Feb 5, 2026
Jan 18, 2018$21.3M then
State-registered IARs (5.B.3)11 as of Feb 5, 2026
Mar 29, 20120 then
Employees (5.A)11 as of Feb 5, 2026
Apr 2, 201329 then
Private funds: no history
RAUM +13% over the last fiscal year+15% a year over threeIARs 9 to 11
Practice profile
derived from the filing of Feb 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $29.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $465,456derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 44%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.2derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Financial planning clients
- 699reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$144M41%
- Individuals$80.1M23%
- High-net-worth individuals$66.2M19%
- Corporations and businesses$48.0M14%
- Charitable organizations$9.4M2.7%
- Individual clients
- 556reported
- HNW clients
- 28reported
- Pension plan clients
- 61reported
- Charitable clients
- 6reported
- Accounts
- 748reported
- Financial planning clients
- 699reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.42 fund_share=0.0 institutional_share=0.44 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William James SchatzCertified Financial Planner | Stanwood, Wa | May 12, 2003 | 34 y | 1 |
| Myra Leann Reinhardt | Seattle, Wa | Mar 23, 2005 | 21 y | 0 |
| Ralph Dominick Chiocco | Seattle, Wa | Jun 19, 2006 | 27 y | 0 |
| Tammy Lynn Kosa | Seattle, Wa | Dec 6, 2006 | 22 y | 0 |
| Diana Marie Soliday | Seattle, Wa | Apr 22, 2015 | 20 y | 0 |
| Nickola Ann Whittle | Seattle, Wa | Sep 11, 2015 | 33 y | 0 |
| Christopher Nicholas Chambos | Seattle, Wa | May 18, 2018 | 15 y | 0 |
| Nikolas Karl GroschCertified Financial Planner | Federal Way, Wa | Mar 5, 2019 | 10 y | 0 |
| Matthew Wayne Thayer | Anchorage, Ak | Aug 11, 2023 | 14 y | 0 |
| Vili Rodney Isaloi | Anchorage, Ak | Sep 26, 2024 | 13 y | 1 |
| Angedd Kalsi | Seattle, Wa | Jul 14, 2025 | 15 y | 0 |
| Amy Jean Cowger | Wasilla, Ak | Aug 13, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Aracelis S Bell to Alaska Wealth AdvisorsJul 25, 2024 · RIA to RIA
- Allison Deette Sweeney to Commonwealth Financial NetworkFeb 23, 2022 · RIA to affiliated broker-dealer or bank
- Michael Dean Taylor to Vestory, LLCSep 13, 2014 · Other
- Kristal Anne Mcmahan to Signator Financial Services, Inc.Nov 18, 2008 · Other
- Lynn Ross Van Houten to Freedom Cove Wealth Advisors LLCJun 30, 2005 · Other
- Richard Scott Henningsen to UBS Financial Services Inc.Apr 15, 2005 · Other
- Kory Christiaan Lackey to Kibble & Prentice Holding CompanyMay 29, 2003 · Other
Joined, latest
- Amy Jean Cowger from Wells Fargo AdvisorsAug 13, 2026 · Wirehouse to independent RIA
- Vili Rodney Isaloi from Wells Fargo AdvisorsSep 26, 2024 · Wirehouse to independent RIA
- Allison Deette Sweeney from Wells Fargo AdvisorsApr 30, 2021 · Wirehouse to independent RIA
- Michael Dean Taylor from Vestory, LLCSep 19, 2013 · Other
- Kristal Anne Mcmahan from Hornor, Townsend & Kent, LLCOct 24, 2006 · Other
- Kory Christiaan Lackey from Economic Investment Advisors, Inc.Feb 10, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dominick Ralph Chiocco · Manager - President & Chief Compliance Officercontrolsince 11/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Elliott Cove Capital Management as a related person
- 519 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 11 | 1 | 0 | ||
| Anchorage, Ak | 2 | 0 | 0 | ||
| Stanwood, Wa | 2 | 0 | 0 | ||
| Wasilla, Ak | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Anchorage, AK2 employees
- Camano Island, WA1 employees
- Fairbanks, AK1 employees
- Soldotna, AK1 employees
- Stanwood, WA1 employees
- Wasilla, AK1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Feb 5, 2026institutional share of RAUM of 44% against a peer median of 0% (5676 comparable advisers, 98.0th percentile, 14.8 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 898 to 748Feb 10, 2025 to Feb 5, 2026
- Advisory employees · 8 to 4Feb 10, 2025 to Feb 5, 2026
- BD registered reps · 1 to 0Feb 10, 2025 to Feb 5, 2026
- Charity clients · 9 to 6Feb 10, 2025 to Feb 5, 2026
- Corporate clients · 15 to 19Feb 10, 2025 to Feb 5, 2026
- HNW clients · 20 to 28Feb 10, 2025 to Feb 5, 2026
- Individual clients · 605 to 556Feb 10, 2025 to Feb 5, 2026
- Pension plan clients · 62 to 61Feb 10, 2025 to Feb 5, 2026
- Employees · 9 to 11Feb 10, 2025 to Feb 5, 2026
- Insurance-licensed employees · 1 to 0Feb 10, 2025 to Feb 5, 2026
- Financial planning clients · to More than 500Feb 10, 2025 to Feb 5, 2026
- State-registered IARs · 9 to 11Feb 10, 2025 to Feb 5, 2026
- Discretionary RAUM · $308M to $348MFeb 10, 2025 to Feb 5, 2026
- HNW RAUM · $51.1M to $66.2MFeb 10, 2025 to Feb 5, 2026
- Individual RAUM · $85.5M to $80.1MFeb 10, 2025 to Feb 5, 2026
- Pension RAUM · $132M to $144MFeb 10, 2025 to Feb 5, 2026
- RAUM · $308M to $348MFeb 10, 2025 to Feb 5, 2026
- Financial planning clients · unset to Jan 29, 2025 to Feb 10, 2025
- Accounts · 922 to 898May 4, 2024 to Jan 29, 2025
- Advisory employees · 10 to 8May 4, 2024 to Jan 29, 2025
- Charity clients · 5 to 9May 4, 2024 to Jan 29, 2025
- Corporate clients · 13 to 15May 4, 2024 to Jan 29, 2025
- HNW clients · 21 to 20May 4, 2024 to Jan 29, 2025
- Individual clients · 618 to 605May 4, 2024 to Jan 29, 2025
- Pension plan clients · 60 to 62May 4, 2024 to Jan 29, 2025
- Employees · 10 to 9May 4, 2024 to Jan 29, 2025
- State-registered IARs · 10 to 9May 4, 2024 to Jan 29, 2025
- Discretionary RAUM · $268M to $308MMay 4, 2024 to Jan 29, 2025
- HNW RAUM · $48.2M to $51.1MMay 4, 2024 to Jan 29, 2025
- Individual RAUM · $78.9M to $85.5MMay 4, 2024 to Jan 29, 2025
- Pension RAUM · $112M to $132MMay 4, 2024 to Jan 29, 2025
- RAUM · $268M to $308MMay 4, 2024 to Jan 29, 2025
- Accounts · 956 to 922Feb 1, 2023 to Mar 5, 2024
- Corporate clients · 19 to 13Feb 1, 2023 to Mar 5, 2024
- HNW clients · 13 to 21Feb 1, 2023 to Mar 5, 2024
- Individual clients · 716 to 618Feb 1, 2023 to Mar 5, 2024
- Pension plan clients · 53 to 60Feb 1, 2023 to Mar 5, 2024
- Discretionary RAUM · $227M to $268MFeb 1, 2023 to Mar 5, 2024
- HNW RAUM · $29.8M to $48.2MFeb 1, 2023 to Mar 5, 2024
- Individual RAUM · $80.4M to $78.9MFeb 1, 2023 to Mar 5, 2024
Signals
3 dated events
- Aracelis S Bell left Elliott Cove Capital Management for Alaska Wealth Advisors (registered 2024-08-19)Jul 25, 2024 · Advisor changed firm · fact
- Allison Deette Sweeney left Elliott Cove Capital Management for Commonwealth Financial Network (registered 2024-01-17)Feb 23, 2022 · Advisor changed firm · fact
- Elliott Cove Capital Management reported 10 offices beyond its principal office, up from 4 (2018-11-13 to 2019-03-07)Mar 7, 2019 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 206-267-1967reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-267-2683reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elliott-cove-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lighthouse401k.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 206-267-2683reportedpublic record, Form ADV, Feb 5, 2026
- Contact form
- elliottcove.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- elliottcove.com/biosreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026