DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sun Dinh
Feed of 09/15/2026
Also filed as Sun Dinh
At current firm
5 y
since Aug 18, 2021
In the industry
23 y
since Apr 15, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Aug 18, 2021 · Murrieta, Ca
- Pnc Managed Account Solutions, Inc. formerJan 24, 2020 to Aug 17, 2021 · Sun City, Ca
- Cuso Financial Services, L.P. formerNov 7, 2016 to Jan 2, 2020 · Riverside, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 15, 2015 to Nov 4, 2016 · Garden Grove, Ca
- Wescom Financial Services, LLC formerFeb 27, 2013 to Apr 9, 2015 · Temecula, Ca
Moves
a registration end followed by a registration begin elsewhere
- Pnc Managed Account Solutions, Inc. to Pnc Wealth Managementleft Aug 17, 2021, registered Aug 18, 2021 (1 days) · corporate re-registration, not a move
- Cuso Financial Services, L.P. to Pnc Managed Account Solutions, Inc.left Jan 2, 2020, registered Jan 24, 2020 (22 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cuso Financial Services, L.P.left Nov 4, 2016, registered Nov 7, 2016 (3 days) · Other
- Wescom Financial Services, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 9, 2015, registered Apr 15, 2015 (6 days) · RIA to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address