RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• K••• N••••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jul 3, 2023 · San Francisco, Ca
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jun 16, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerApr 10, 2006 to Jul 5, 2023 · San Francisco, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• to R••••••••• C•••••• M•••••••••left Jul 5, 2023, registered Jun 16, 2023 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
- K•••••• K••• N•••••••• left J••• M••••• P•••••• W••••• A••••••• L•• for R••••••••• C•••••• M••••••••• (registered 2023-06-16)Jul 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address