RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• H•••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince May 8, 2025 · Alpharetta, Ga
- C•• E••••••••• I••••••••• L•• no RAUMJul 2, 2024 to Apr 17, 2025 · Milton, Ga
- R•••••• I••••••••• asset managerFeb 28, 2017 to Apr 22, 2024 · Alpharetta, Ga
- C•• E••••••••• I••••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Apr 17, 2025, registered May 8, 2025 (21 days) · Other
- R•••••• I••••••••• to C•• E••••••••• I••••••••• L••left Apr 22, 2024, registered Jul 2, 2024 (71 days) · Other
- E••• H••••• left C•• E••••••••• I••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-05-08)Apr 17, 2025 · Advisor changed firm · fact
- E••• H••••• left R•••••• I••••••••• for C•• E••••••••• I••••••••• L•• (registered 2024-07-02)Apr 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address