RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• N••••••
- Business email
- jnichols@bwlegacy.comreportedbwlegacy.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- B••••••••• W••••• independent RIA currentsince Feb 11, 2020 · Winchester, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 30, 2017 to Feb 26, 2020 · Winchester, Va
- I••••• F•••••••• C••••••••• formerOct 16, 2009 to Dec 5, 2017 · Cincinnati, Oh
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 11, 2009 · Alexandria, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 27, 2004 to Jun 1, 2009 · Alexandria, Va
- M••••• S•••••• D• I••• unclassifiedJun 19, 2003 to Sep 14, 2004 · Alexandria, Va
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B••••••••• W•••••left Feb 26, 2020, registered Feb 11, 2020 (-15 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- I••••• F•••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 5, 2017, registered Nov 30, 2017 (-5 days) · Other · moved with a team
- M••••• S•••••• to I••••• F•••••••• C•••••••••left Nov 11, 2009, registered Oct 16, 2009 (-26 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Sep 14, 2004, registered Sep 27, 2004 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address