DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• W•••••
Legal name B••••••••• W•••••• L••
Latest filing Feb 11, 2026
First filing on the tape Oct 24, 2019 · 17 filings
SEC status approved since Nov 21, 2019
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$414M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$70.9M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$425M as of Feb 11, 2026
Feb 24, 2020$162M then
HNW client RAUM$326M as of Feb 11, 2026
Feb 24, 2020$94.5M then
State-registered IARs (5.B.3)6 as of Feb 11, 2026
Feb 24, 20203 then
Employees (5.A)7 as of Feb 11, 2026
Feb 24, 20206 then
Private funds: no history
RAUM +39% over the last fiscal year+22% a year over threeIARs 5 to 6offices 1 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $70.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $400,498derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +18%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $425MreportedItem 5.I
- Custody
- $5.3M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$326M77%
- Individuals$88.1M21%
- Charitable organizations$9.4M2.2%
- Corporations and businesses$1.5M0.4%
- Individual clients
- 292reported
- HNW clients
- 107reported
- Pension plan clients
- 0reported
- Charitable clients
- 5reported
- Accounts
- 1,062reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $5.3M for 4 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• A•••• H•••Certified Financial Planner | Winchester, Va | Jan 22, 2020 | 18 y | 2 |
| J••••• D••••• B••••••••• | Winchester, Va | Feb 4, 2020 | 14 y | 1 |
| J••••• D••••• N••••••Certified Financial Planner | Winchester, Va | Feb 11, 2020 | 23 y | 5 |
| K••••••• K•••• W•••• | Winchester, Va | May 27, 2020 | 28 y | 4 |
| S••••• G•••••• P•••••••Certified Financial Planner | Winchester, Va | Jun 18, 2020 | 18 y | 1 |
| L••• Z••••••••Certified Financial Planner | Winchester, Va | Jan 23, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• Z•••••••• from W•••••• • A••••••••• W••••• M•••••••••Jan 23, 2025 · RIA to RIA
- S••••• G•••••• P••••••• from W••••• M••••••••• S••••••••• G••••• L••Jun 18, 2020 · Other
- K••••••• K•••• W•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••May 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- J••••• D••••• N•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Feb 11, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• D••••• B••••••••• from W•••••• • A••••••••• W••••• M•••••••••Feb 4, 2020 · RIA to a newly registered adviser
- J•••••• A•••• H••• from W•••••• • A••••••••• W••••• M•••••••••Jan 22, 2020 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••Feb 26, 2020 · Winchester, Va
- 2 joined from W•••••• • A••••••••• W••••• M•••••••••Jan 22, 2020 · Middleburg, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• J••••••• A•••• · Managing Member/Chief Compliance Officercontrolsince 06/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winchester, Va · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Winchester, VA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 11, 2026RAUM (Item 5.F) moved from $306,948,786 to $425,329,328 (+39.0%) between the annual amendments of 2025-02-13 and 2026-02-11; the peer median change was +15.0% (4549 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 836 to 1,062Nov 7, 2025 to Feb 11, 2026
- Advisory employees · 5 to 6Nov 7, 2025 to Feb 11, 2026
- BD registered reps · 3 to 4Nov 7, 2025 to Feb 11, 2026
- Charity clients · 1 to 5Nov 7, 2025 to Feb 11, 2026
- HNW clients · 82 to 107Nov 7, 2025 to Feb 11, 2026
- Individual clients · 257 to 292Nov 7, 2025 to Feb 11, 2026
- Assets in custody · $4.3M to $5.3MNov 7, 2025 to Feb 11, 2026
- Employees · 6 to 7Nov 7, 2025 to Feb 11, 2026
- State-registered IARs · 5 to 6Nov 7, 2025 to Feb 11, 2026
- Discretionary RAUM · $306M to $425MNov 7, 2025 to Feb 11, 2026
- HNW RAUM · $223M to $326MNov 7, 2025 to Feb 11, 2026
- Individual RAUM · $74.7M to $88.1MNov 7, 2025 to Feb 11, 2026
- Non-discretionary RAUM · $582,211 to $693,514Nov 7, 2025 to Feb 11, 2026
- RAUM · $307M to $425MNov 7, 2025 to Feb 11, 2026
- Other offices · 1 to 2Feb 13, 2025 to Nov 7, 2025
- Accounts · 810 to 836Mar 6, 2024 to Feb 13, 2025
- Charity clients · 5 to 1Mar 6, 2024 to Feb 13, 2025
- Corporate clients · 1 to 2Mar 6, 2024 to Feb 13, 2025
- HNW clients · 74 to 82Mar 6, 2024 to Feb 13, 2025
- Individual clients · 248 to 257Mar 6, 2024 to Feb 13, 2025
- Assets in custody · $4.4M to $4.3MMar 6, 2024 to Feb 13, 2025
- Financial planning clients · 11-25 to 11-25Mar 6, 2024 to Feb 13, 2025
- Discretionary RAUM · $266M to $306MMar 6, 2024 to Feb 13, 2025
- HNW RAUM · $189M to $223MMar 6, 2024 to Feb 13, 2025
- Individual RAUM · $70.9M to $74.7MMar 6, 2024 to Feb 13, 2025
- Non-discretionary RAUM · $393,341 to $582,211Mar 6, 2024 to Feb 13, 2025
- RAUM · $266M to $307MMar 6, 2024 to Feb 13, 2025
- Accounts · 780 to 810Mar 16, 2023 to Mar 6, 2024
- HNW clients · 61 to 74Mar 16, 2023 to Mar 6, 2024
- Individual clients · 250 to 248Mar 16, 2023 to Mar 6, 2024
- Assets in custody · $5.0M to $4.4MMar 16, 2023 to Mar 6, 2024
- Discretionary RAUM · $234M to $266MMar 16, 2023 to Mar 6, 2024
- HNW RAUM · $159M to $189MMar 16, 2023 to Mar 6, 2024
- Individual RAUM · $69.8M to $70.9MMar 16, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $330,560 to $393,341Mar 16, 2023 to Mar 6, 2024
- RAUM · $234M to $266MMar 16, 2023 to Mar 6, 2024
- Accounts · 680 to 780Feb 16, 2022 to Mar 16, 2023
- Advisory employees · 3 to 5Feb 16, 2022 to Mar 16, 2023
- Corporate clients · 0 to 1Feb 16, 2022 to Mar 16, 2023
- HNW clients · 72 to 61Feb 16, 2022 to Mar 16, 2023
Signals
2 dated events
- B••••••••• W••••• reported RAUM $425.3M, up 39% from $306.9M (2025-11-07 to 2026-02-11)Feb 11, 2026 · RAUM change · derived
- B••••••••• W••••• filed its initial SEC registration (Form ADV)Oct 24, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@bwlegacy.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dlewis@bwlegacy.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 540-662-5233reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- bwlegacy.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 540-662-5233reportedpublic record, Form ADV, Feb 11, 2026
- Contact form
- bwlegacy.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bwlegacy.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026