RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• W•••••• W••••
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 24, 2020 · Atlanta, Ga
- S•••••• W••••• P•••••••• L•• BD affiliatedJan 14, 2014 to Oct 31, 2014 · Atlanta, Ga
- S•• I••••••••• I••• formerAug 13, 2013 to Oct 10, 2013 · The Villages, Fl
- H•••••• T••••••• • K•••• L•• independent RIAJan 4, 2011 to Oct 27, 2011 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerAug 20, 2004 to Jan 3, 2011 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 13, 2003 to Apr 7, 2004 · Atlanta, Ga
- S•••••• W••••• P•••••••• L•• to T••••• A••••••• S•••••••• I•••left Oct 31, 2014, registered Feb 24, 2020 (1942 days) · Other
- S•• I••••••••• I••• to S•••••• W••••• P•••••••• L••left Oct 10, 2013, registered Jan 14, 2014 (96 days) · Other
- H•••••• T••••••• • K•••• L•• to S•• I••••••••• I•••left Oct 27, 2011, registered Aug 13, 2013 (656 days) · Other
- S••••••• I••••••••• S•••••••• I••• to H•••••• T••••••• • K•••• L••left Jan 3, 2011, registered Jan 4, 2011 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• I••••••••• S•••••••• I•••left Apr 7, 2004, registered Aug 20, 2004 (135 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address