DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Abraham M. Glaser

Gladstone Wealth PartnersBD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 4634605

Feed of 09/15/2026

Also filed as Abraham Glaser

At current firm

4 y

since Mar 2, 2022

In the industry

23 y

since May 21, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Gladstone Wealth Partners BD affiliated current
since Mar 2, 2022 · Palm Beach Gardens, Fl
Silverleaf Advisor Group, LLC former
Jul 31, 2019 to Mar 31, 2022 · Omaha, Ne
RBC Capital Markets, LLC national BD
Jun 16, 2016 to Jul 30, 2019 · Omaha, Ne
Keel Point, LLC independent RIA
Nov 27, 2013 to Jun 16, 2016 · Huntsville, Al
Umb Financial Services, Inc. independent RIA
Jan 5, 2011 to Dec 5, 2013 · Overland Park, Ks
Country Club Financial Services, Inc. former
Mar 3, 2005 to Jan 5, 2011 · Kansas City, Ks
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
May 27, 2003 to Mar 2, 2005 · Leawood, Ks

Moves

a registration end followed by a registration begin elsewhere

Silverleaf Advisor Group, LLC to Gladstone Wealth Partners
left Mar 31, 2022, registered Mar 2, 2022 (-29 days) · RIA to RIA · moved with a team
RBC Capital Markets, LLC to Silverleaf Advisor Group, LLC
left Jul 30, 2019, registered Jul 31, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
Keel Point, LLC to RBC Capital Markets, LLC
left Jun 16, 2016, registered Jun 16, 2016 (0 days) · Other
Umb Financial Services, Inc. to Keel Point, LLC
left Dec 5, 2013, registered Nov 27, 2013 (-8 days) · Other
Country Club Financial Services, Inc. to Umb Financial Services, Inc.
left Jan 5, 2011, registered Jan 5, 2011 (0 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Country Club Financial Services, Inc.
left Mar 2, 2005, registered Mar 3, 2005 (1 days) · Other

Signals

Abraham M. Glaser left Silverleaf Advisor Group, Llc for Gladstone Wealth Partners (registered 2022-03-02)
Mar 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address