DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Michael Benzing
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
6 y
since Sep 30, 2019
In the industry
23 y
since Apr 11, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Personal Financial Services, LLC BD affiliated currentsince Sep 30, 2019 · Boston, Ma
- Trustage Investment Management institutionalFeb 10, 2014 to Dec 20, 2018 · Madison, Wi
- Cuna Brokerage Services, Inc. formerFeb 4, 2014 to Feb 5, 2014 · Waverly, Ia
- LPL Financial LLC BD affiliatedJun 6, 2012 to Jan 21, 2014 · Midland, Mi
- Cuna Brokerage Services, Inc. formerApr 3, 2007 to Jun 5, 2012 · Midland, Mi
Moves
a registration end followed by a registration begin elsewhere
- Trustage Investment Management to John Hancock Personal Financial Services, LLCleft Dec 20, 2018, registered Sep 30, 2019 (284 days) · Other
- Cuna Brokerage Services, Inc. to Trustage Investment Managementleft Feb 5, 2014, registered Feb 10, 2014 (5 days) · channel change inside one enterprise, not a move
- LPL Financial LLC to Cuna Brokerage Services, Inc.left Jan 21, 2014, registered Feb 4, 2014 (14 days) · Other
- Cuna Brokerage Services, Inc. to LPL Financial LLCleft Jun 5, 2012, registered Jun 6, 2012 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address