RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••••
- C••••••• institutional currentsince Feb 1, 2018 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• formerJan 26, 2006 to Dec 31, 2017 · Draper, Ut
- M• H••••••• S••••••••• I••• BD affiliatedFeb 22, 2005 to Jan 24, 2006 · Draper, Ut
- O•••• F•• I••• formerApr 16, 2003 to Jan 10, 2005 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• to C•••••••left Dec 31, 2017, registered Feb 1, 2018 (32 days) · Other · moved with a team
- M• H••••••• S••••••••• I••• to K••• C•••••• A•••••••• L••left Jan 24, 2006, registered Jan 26, 2006 (2 days) · Other
- O•••• F•• I••• to M• H••••••• S••••••••• I•••left Jan 10, 2005, registered Feb 22, 2005 (43 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address