RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R• R••
- L•• F•••••••• L•• BD affiliated currentsince Feb 1, 2024 · Lake Forest, Il
- I•• W••••• M••••••••• L•• BD affiliatedApr 24, 2018 to Feb 5, 2024 · Skokie, Il
- B•• H••••• F•••••••• A•••••••• I•• formerJan 22, 2015 to Apr 5, 2018 · Lake Forest, Il
- F•••• T•••• S••••••••• I••• BD affiliatedOct 7, 2010 to Aug 5, 2014 · Lake Forest, Il
- I••••••••• P••••••••• I••• formerApr 16, 2010 to Sep 17, 2010 · San Antonio, Tx
- P••••• M•••• F•••••••• A••••••• independent RIAMar 4, 2008 to Apr 30, 2009 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerFeb 28, 2005 to Aug 26, 2005 · Westchester, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 23, 2003 to Feb 16, 2005 · Oakbrook Terrace, Il
- I•• W••••• M••••••••• L•• to L•• F•••••••• L••left Feb 5, 2024, registered Feb 1, 2024 (-4 days) · Affiliated broker-dealer or bank to another
- B•• H••••• F•••••••• A•••••••• I•• to I•• W••••• M••••••••• L••left Apr 5, 2018, registered Apr 24, 2018 (19 days) · Affiliated broker-dealer or bank to independent RIA
- F•••• T•••• S••••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 5, 2014, registered Jan 22, 2015 (170 days) · Other
- I••••••••• P••••••••• I••• to F•••• T•••• S••••••••• I•••left Sep 17, 2010, registered Oct 7, 2010 (20 days) · Other
- P••••• M•••• F•••••••• A••••••• to I••••••••• P••••••••• I•••left Apr 30, 2009, registered Apr 16, 2010 (351 days) · Other
- E•••••• C•••••• M••••••••• L•• to P••••• M•••• F•••••••• A•••••••left Aug 26, 2005, registered Mar 4, 2008 (921 days) · Other
- C•••••••• G••••• M•••••• I••• to E•••••• C•••••• M••••••••• L••left Feb 16, 2005, registered Feb 28, 2005 (12 days) · Other
- J•••• R• R•• left I•• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-02-01)Feb 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address