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Registered advisor
C•••••• L••••• C•••••••
Feed of 09/15/2026
At current firm
7 y
since Jan 31, 2019
In the industry
23 y
since Sep 8, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 31, 2019 · Waynesburg, Pa
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Aug 31, 2010 · Pittsburgh, Pa
- N•••••• I••••••••• I••• unclassifiedSep 5, 2007 to Aug 24, 2009 · Washington, Pa
- P•• W••••• M••••••••• BD affiliatedJan 11, 2005 to Feb 2, 2006 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 2, 2004 to Jan 5, 2005 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Aug 31, 2010, registered Jan 31, 2019 (3075 days) · Other
- N•••••• I••••••••• I••• to L•• F•••••••• L••left Aug 24, 2009, registered Sep 8, 2009 (15 days) · Other
- P•• W••••• M••••••••• to N•••••• I••••••••• I•••left Feb 2, 2006, registered Sep 5, 2007 (580 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jan 5, 2005, registered Jan 11, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address