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Registered advisor
J•• H•••••
Feed of 09/15/2026
Also filed as Jon Stephen Hatten
At current firm
4 y
since Nov 12, 2021
In the industry
23 y
since May 23, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Nov 12, 2021 · Louisville, Ky
- P••••••••• F•••••••• S••••••• unclassifiedApr 3, 2017 to Jan 10, 2020 · San Francisco, Ca
- C••• B•••••••• S•••••••• I••• formerAug 20, 2015 to Mar 16, 2017 · Georgetown, Ky
- P•• W••••• M••••••••• BD affiliatedDec 14, 2009 to Apr 12, 2010 · Ashland, Ky
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• F•••••••• S••••••• to E•••••• A••••••• G••••• L••left Jan 10, 2020, registered Nov 12, 2021 (672 days) · Other
- C••• B•••••••• S•••••••• I••• to P••••••••• F•••••••• S•••••••left Mar 16, 2017, registered Apr 3, 2017 (18 days) · Other
- P•• W••••• M••••••••• to C••• B•••••••• S•••••••• I•••left Apr 12, 2010, registered Aug 20, 2015 (1956 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address