RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• K•••••
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Jul 6, 2022 · Brooklyn, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedMar 11, 2022 to Jun 27, 2022 · Akron, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedJan 14, 2019 to Nov 30, 2021 · Brooklyn, Oh
- V•••••• A•••••••• I••• BD affiliatedApr 11, 2014 to Jan 14, 2019 · Akron, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Mar 19, 2014 · Canton, Oh
- F••••••••• A•••••••• I••• unclassifiedNov 2, 2010 to Sep 18, 2013 · Canton, Oh
- P•• W••••• M••••••••• BD affiliatedJan 20, 2010 to May 25, 2010 · Dalton, Oh
- I••••• F•••••••• C••••••••• formerJan 24, 2007 to Jan 5, 2010 · Mansfield, Oh
- F•••• T•••• S••••••••• I••• to K•• I••••••••• S••••••• L••left Jun 27, 2022, registered Jul 6, 2022 (9 days) · Affiliated broker-dealer or bank to another
- K•• I••••••••• S••••••• L•• to F•••• T•••• S••••••••• I•••left Nov 30, 2021, registered Mar 11, 2022 (101 days) · Affiliated broker-dealer or bank to another
- V•••••• A•••••••• I••• to K•• I••••••••• S••••••• L••left Jan 14, 2019, registered Jan 14, 2019 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to V•••••• A•••••••• I•••left Mar 19, 2014, registered Apr 11, 2014 (23 days) · Other
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to F••••••••• A•••••••• I•••left May 25, 2010, registered Nov 2, 2010 (161 days) · Other
- I••••• F•••••••• C••••••••• to P•• W••••• M•••••••••left Jan 5, 2010, registered Jan 20, 2010 (15 days) · Other
- A•••• K••••• left F•••• T•••• S••••••••• I••• for K•• I••••••••• S••••••• L•• (registered 2022-07-06)Jun 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address