B•••• M•••••••

T• P•••••• C••••• W••••• L••BD affiliatedExton, Pa dual registrantIAPD 4647435

Feed of 09/14/2026

Also filed as B•••• J••••• M•••••••

At current firm

3 y

since Aug 3, 2023

In the industry

18 y

since Jul 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Aug 3, 2023 · Marlton, Nj
C••••••••• F•••••••• N•••••• national BD
May 6, 2019 to Aug 1, 2023 · Blue Bell, Pa
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 1, 2014 to May 23, 2019 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to T• P•••••• C••••• W••••• L••
left Aug 1, 2023, registered Aug 3, 2023 (2 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left May 23, 2019, registered May 6, 2019 (-17 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Aug 1, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address