DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Adam Mattson
Feed of 09/15/2026
Also filed as Adam Michael Mattson
At current firm
1 y
since Mar 31, 2025
In the industry
22 y
since Mar 29, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Portland, Me
- Fidelity Personal And Workplace Advisors formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- Strategic Advisers LLC national BDApr 13, 2017 to Jul 13, 2018 · Portland, Me
- Richard Brothers, Financial Advisors independent RIANov 15, 2016 to Mar 13, 2017 · South Portland, Me
- Columbia Management Investment Advisers, LLC asset managerMay 1, 2010 to May 31, 2016 · Minneapolis, Mn
- Bofa Advisors, LLC formerMay 10, 2005 to May 1, 2010 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Strategic Advisers LLC to Fidelity Personal And Workplace Advisorsleft Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- Richard Brothers, Financial Advisors to Strategic Advisers LLCleft Mar 13, 2017, registered Apr 13, 2017 (31 days) · Other
- Columbia Management Investment Advisers, LLC to Richard Brothers, Financial Advisorsleft May 31, 2016, registered Nov 15, 2016 (168 days) · Other
- Bofa Advisors, LLC to Columbia Management Investment Advisers, LLCleft May 1, 2010, registered May 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address