RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D•••• G•••••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jul 15, 2026 · Miami, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 22, 2007 to Jul 16, 2026 · Coral Gables, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedApr 1, 2004 to Mar 8, 2007 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• to J••••• M••••••••• S•••• L••left Jul 16, 2026, registered Jul 15, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Mar 8, 2007, registered Mar 22, 2007 (14 days) · Other
- K•••• D•••• G••••••• left R•••••• J•••• • A••••••••• I••• for J••••• M••••••••• S•••• L•• (registered 2026-07-15)Jul 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address