DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••• W•••••• L••
Latest filing Jul 20, 2026
First filing on the tape Nov 23, 2018 · 19 filings
SEC status approved since Jan 28, 2019
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.5B individuals and HNW
Advisors
44
registered through the firm on IAPD
RAUM per advisor
$34.1M
derived; firm RAUM over IAPD count
Employees
60
43 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.5B as of Jul 20, 2026
Mar 30, 2020$204M then
HNW client RAUM$915M as of Jul 20, 2026
Mar 30, 2020$49.1M then
State-registered IARs (5.B.3)43 as of Jul 20, 2026
Mar 30, 20204 then
Employees (5.A)60 as of Jul 20, 2026
Mar 30, 20206 then
Private funds: no history
RAUM +226% over the last fiscal year+67% a year over threeIARs 7 to 43offices 0 to 8
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $34.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $701,889derivedHNW RAUM over HNW clients
- Average account
- $237,916derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 4.9derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +226%derivedbetween the last two annual amendments
- Advisor growth, one year
- +300%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +446%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $349M, 628 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$915M61%
- Individuals$586M39%
- Individual clients
- 1,610reported
- HNW clients
- 1,304reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6,309reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $349M for 628 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
45 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• P••• K•••Certified Financial Planner | W••••••Sport, Pa | Jan 29, 2019 | 19 y | 3 |
| A••••• C• H••••• | W••••••Sport, Pa | Jan 29, 2019 | 24 y | 2 |
| E••••• V•••••• B••••• | W••••••Sport, Pa | Jan 29, 2019 | 25 y | 3 |
| J•••• J••••••• D•••••••Certified Financial Planner | W••••••Sport, Pa | Jan 29, 2019 | 43 y | 1 |
| S•••• D••••• S•••••• | Bethlehem, Pa | Oct 25, 2019 | 24 y | 4 |
| J•••• J•••• C•••••• | W••••••Sport, Pa | Nov 18, 2021 | 15 y | 0 |
| T••• M•••••• R•••••Certified Financial Planner | W••••••Sport, Pa | Jul 7, 2023 | 34 y | 2 |
| M•••• M••••••• C••••••Certified Financial Planner | Marysville, Oh | Dec 21, 2023 | 16 y | 2 |
| W••••• W•••• B•••Chartered Financial Analyst | Marysville, Oh | Dec 21, 2023 | 29 y | 4 |
| R••• E•••• M••••••••Certified Financial Planner | Marysville, Oh | Dec 21, 2023 | 20 y | 3 |
| T••• E••••• D••••• | Marysville, Oh | Dec 21, 2023 | 33 y | 2 |
| J••••••• W••• L•••••••Certified Financial Planner | Marysville, Oh | Dec 21, 2023 | 10 y | 1 |
| Q•••• M••••••••Certified Financial Planner | Marysville, Oh | Dec 21, 2023 | 14 y | 1 |
| J•••• B• C••Certified Financial Planner | W••••••Sport, Pa | Dec 21, 2023 | 23 y | 3 |
| M••• R••••• F•••••Certified Financial Planner | Marysville, Oh | Dec 21, 2023 | 20 y | 3 |
| J••••• F•••••• B•••• | W••••••Sport, Pa | Dec 2, 2025 | 22 y | 3 |
| T•••• M••••••Certified Financial Planner | Marysville, Oh | Jan 6, 2026 | 13 y | 0 |
| M•••••• C••••• S••••• | W••••••Sport, Pa | Jan 27, 2026 | 11 y | 0 |
| M•••••• G•••••• E••••••Certified Financial Planner | W••••••Sport, Pa | Mar 6, 2026 | 18 y | 1 |
| W•••••• S•••• D•••• | W••••••Sport, Pa | Mar 11, 2026 | 33 y | 1 |
| C•••••• L•••• W•••Certified Financial Planner | Greenville, Ri | Mar 17, 2026 | 16 y | 1 |
| N••••••• A•••••••• L•••••Certified Financial Planner | Greenville, Ri | Mar 17, 2026 | 14 y | 2 |
| M•••••• F•••••• P•••••••Certified Financial Planner | Greenville, Ri | Mar 17, 2026 | 9 y | 2 |
| C••••• L••••••••Certified Financial Planner | Greenville, Ri 02828, Ri | Mar 17, 2026 | 13 y | 1 |
| D•••• E••••• D•••••Certified Financial Planner | W••••••Sport, Pa | Mar 17, 2026 | 12 y | 2 |
| M••••• S•••• B••••Certified Financial Planner | W••••••Sport, Pa | Mar 26, 2026 | 20 y | 5 |
| D••••• E•••••• T••••Certified Financial Planner | Austin, Tx | Mar 27, 2026 | 34 y | 4 |
| J••• M•••••• C•••••••• | W••••••Sport, Pa | Apr 8, 2026 | 11 y | 1 |
| K•••• L•••• S•••••• | W••••••Sport, Pa | Apr 21, 2026 | 32 y | 4 |
| A••••• C•••• T•••••Certified Financial Planner | Delray Beach, Fl | Apr 21, 2026 | 30 y | 1 |
| C••• K•••• | Holly, Mi | Apr 28, 2026 | 10 y | 3 |
| A••••• K•••••• S•••••••Certified Financial Planner | W••••••Sport, Pa | Apr 30, 2026 | 10 y | 5 |
| C••••••••• R••••• C••••••Certified Financial Planner | Tampa, Fl | May 5, 2026 | 20 y | 2 |
| G•••••• J••••• C•••••• | W••••••Sport, Pa | May 7, 2026 | 12 y | 1 |
| C••••• J• B•••••••••Certified Financial Planner | W••••••Sport, Pa | May 7, 2026 | 16 y | 1 |
| A•••••••• S•••• | W••••••Sport, Pa | May 7, 2026 | 30 y | 3 |
| J••••• L•• R•••••• | W••••••Sport, Pa | May 8, 2026 | 12 y | 1 |
| J••• S•••••••••Certified Financial Planner | W••••••Sport, Pa | May 8, 2026 | 10 y | 1 |
| J••••• M• M•••••Certified Financial Planner | Warren, Nj | May 8, 2026 | 18 y | 1 |
| T•••••• M••••• J•• | Cambridge, Ma | May 19, 2026 | 13 y | 1 |
Advisor movement
2 left, 27 joined in 12 months
net +25 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 4.5% of current headcount2 left over 36 months
Left, latest
- J•••• A••• D••••••••• to A•• W••••• M••••••••• L••Jul 7, 2026 · RIA to RIA
- J••••• C•••• W••••• to W••••• W••••• M••••••••• C••••Nov 20, 2025 · RIA to RIA
Joined, latest
- M•••••• L•••• H•••••••• M••••••••• from G••••• • C••••••Sep 6, 2026 · RIA to RIA
- R•••••• Y••••• C•••• from M•• S••••••••• I•••Jul 1, 2026 · Other
- C•••••••• E•••••••• F••••• from O••••• F•••••••• G••••• L••Jun 10, 2026 · RIA to RIA
- T•••••• M••••• J•• from C••••••••• F•••••••• N••••••May 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••• S••••••••• from C••••••••• F•••••••• N••••••May 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••• M• M••••• from C••••••••• F•••••••• N••••••May 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- J••••• L•• R•••••• from C••••••••• F•••••••• N••••••May 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- G•••••• J••••• C•••••• from C••••••••• F•••••••• N••••••May 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• S•••• from C••••••••• F•••••••• N••••••May 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••••• J• B••••••••• from C••••••••• F•••••••• N••••••May 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• R••••• C•••••• from F••••• R•••••• L•May 5, 2026 · Other
- A••••• K•••••• S••••••• from C••••••••• F•••••••• N••••••Apr 30, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••• K•••• from C••••••••• F•••••••• N••••••Apr 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- K•••• L•••• S•••••• from C••••••••• F•••••••• N••••••Apr 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••••• C•••• T••••• from C••••••••• F•••••••• N••••••Apr 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••••• F•••••••• G•••• L••Apr 23, 2026 · Austin, Tx · Firm absorbed
- 2 joined from C••••••••• F•••••••• N••••••Apr 17, 2026 · Boynton Beach, Fl
- 8 joined from C••••••••• F•••••••• N••••••Apr 16, 2026 · Warren, Nj
- 4 joined from C••••••••• F•••••••• N••••••Mar 4, 2026 · Greenville, Ri
- 3 joined from C••••••••• F•••••••• N••••••Feb 20, 2026 · Cambridge, Ma
- 3 joined from C••••••••• F•••••••• N••••••Apr 5, 2019 · W••••••Sport, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• A•••••• C• · Chief Compliance Officer, Chief Executive Officercontrolsince 11/2018 · owns less than 5%
Entity owners
- K••••• I••••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- E•••••••• I•••••••• S••••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| W••••••Sport, Pa · principal | 37 | 31 | 1 | ||
| Marysville, Oh | 9 | 9 | 0 | ||
| Greenville, Ri | 6 | 6 | 1 | ||
| Warren, Nj | 6 | 6 | 0 | ||
| Austin, Tx | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $460,941,125 to $1,501,009,982 (+226.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 99% percentile
- account count surgeChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 1,424.0 to 6,309.0 (+343.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 99% percentile
- advisor count surgeChange between filings · filing Apr 30, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 28.0 (+300.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 100% percentile
- client count surgeChange between filings · filing Apr 30, 2026individual and HNW clients (Item 5.D) moved from 534.0 to 2,914.0 (+446.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +5.0% (1132 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 100% percentile
- employee count surgeChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 10.0 to 35.0 (+250.0%) between the annual amendments of 2025-03-18 and 2026-04-30; the peer median change was +4.0% (1050 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 100% percentile
What changed
consecutive filings, newest first
- Related adviser · false to trueJun 15, 2026 to Jul 20, 2026
- Advisory employees · 28 to 43Apr 30, 2026 to Jun 15, 2026
- Employees · 35 to 60Apr 30, 2026 to Jun 15, 2026
- State-registered IARs · 28 to 43Apr 30, 2026 to Jun 15, 2026
- Other offices · 3 to 8Apr 30, 2026 to Jun 15, 2026
- Accounts · 1,424 to 6,309Feb 12, 2026 to Mar 31, 2026
- Advisory employees · 7 to 28Feb 12, 2026 to Mar 31, 2026
- BD registered reps · 0 to 7Feb 12, 2026 to Mar 31, 2026
- Corporate clients · 18.0 to unsetFeb 12, 2026 to Mar 31, 2026
- HNW clients · 115 to 1,304Feb 12, 2026 to Mar 31, 2026
- Individual clients · 419 to 1,610Feb 12, 2026 to Mar 31, 2026
- Assets in custody · $110M to $349MFeb 12, 2026 to Mar 31, 2026
- Employees · 10 to 35Feb 12, 2026 to Mar 31, 2026
- State-registered IARs · 7 to 28Feb 12, 2026 to Mar 31, 2026
- Other offices · 1 to 3Feb 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $449M to $1.5BFeb 12, 2026 to Mar 31, 2026
- HNW RAUM · $264M to $915MFeb 12, 2026 to Mar 31, 2026
- Individual RAUM · $184M to $586MFeb 12, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $11.7M to $0Feb 12, 2026 to Mar 31, 2026
- RAUM · $461M to $1.5BFeb 12, 2026 to Mar 31, 2026
- Other offices · 0 to 1Nov 3, 2025 to Jan 5, 2026
- Business name · E•••••••• W••••• S••••••••• L•• to K••••• W•••••• L••Jul 24, 2025 to Nov 3, 2025
- Legal name · E•••••••• W••••• S••••••••• L•• to K••••• W•••••• L••Jul 24, 2025 to Nov 3, 2025
- Financial planning clients · 251-500 to 251-500Mar 18, 2025 to Jul 24, 2025
- Accounts · 1,274 to 1,424Mar 28, 2024 to Mar 18, 2025
- Charity clients · 5.0 to unsetMar 28, 2024 to Mar 18, 2025
- Corporate clients · 17 to 18Mar 28, 2024 to Mar 18, 2025
- HNW clients · 93 to 115Mar 28, 2024 to Mar 18, 2025
- Individual clients · 396 to 419Mar 28, 2024 to Mar 18, 2025
- Assets in custody · $92.1M to $110MMar 28, 2024 to Mar 18, 2025
- Employees · 9 to 10Mar 28, 2024 to Mar 18, 2025
- Discretionary RAUM · $381M to $449MMar 28, 2024 to Mar 18, 2025
- HNW RAUM · $213M to $264MMar 28, 2024 to Mar 18, 2025
- Individual RAUM · $167M to $184MMar 28, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $9.3M to $11.7MMar 28, 2024 to Mar 18, 2025
- RAUM · $391M to $461MMar 28, 2024 to Mar 18, 2025
- Accounts · 1,772 to 1,274Jul 10, 2023 to Mar 28, 2024
- Advisory employees · 5 to 7Jul 10, 2023 to Mar 28, 2024
- Charity clients · unset to 5.0Jul 10, 2023 to Mar 28, 2024
- Corporate clients · 16 to 17Jul 10, 2023 to Mar 28, 2024
Signals
12 dated events
- J•••• A••• D••••••••• left K••••• W•••••• L•• for A•• W••••• M••••••••• L•• (registered 2026-09-06)Jul 7, 2026 · Advisor changed firm · fact
- K••••• W•••••• L•• reported 8 offices beyond its principal office, up from 3 (2026-04-30 to 2026-06-15)Jun 15, 2026 · Office count change · derived
- K••••• W•••••• L•• reported 43 state-registered advisory representatives, up from 28 (2026-04-30 to 2026-06-15)Jun 15, 2026 · Advisor headcount change · derived
- R•••••••• F•••••••• G•••• L••'s advisors moved to K••••• W•••••• L•• (Austin, TX): 3 of 3 registered, on the same dayApr 23, 2026 · Firm absorbed (people side) · derived
- 2 advisors left C••••••••• F•••••••• N•••••• (Boynton Beach, FL) for K••••• W•••••• L•• on the same dayApr 17, 2026 · Team lift-out · derived
- 8 advisors left C••••••••• F•••••••• N•••••• (Warren, NJ) for K••••• W•••••• L•• a day apartApr 16, 2026 · Team lift-out · derived
- K••••• W•••••• L•• reported 28 state-registered advisory representatives, up from 7 (2026-02-12 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- K••••• W•••••• L•• reported RAUM $1.5B, up 226% from $460.9M (2026-02-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 4 advisors left C••••••••• F•••••••• N•••••• (Greenville, RI) for K••••• W•••••• L•• on the same dayMar 4, 2026 · Team lift-out · derived
- 2 advisors left C••••••••• F•••••••• N•••••• (Cambridge, MA) for K••••• W•••••• L•• within 12 daysFeb 20, 2026 · Team lift-out · derived
- J••••• C•••• W••••• left K••••• W•••••• L•• for W••••• W••••• M••••••••• C•••• (registered 2026-01-04)Nov 20, 2025 · Advisor changed firm · fact
- E•••••••• W••••• S••••••••• L•• filed its initial SEC registration (Form ADV)Nov 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@kintrawealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- join@kintrawealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 270-572-7947reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 401-949-4196reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 413-637-8133reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- kintrawealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 570-601-6960reportedpublic record, Form ADV, Jul 20, 2026
- Contact form
- kintrawealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026